Saudi Arabia
Egypt
UAE
Canada
Preparation Course: CME1
By the end of this course, participants will be able to:
· Understand the Saudi Capital Market Laws and Regulations for Securities and Investment
· Be proficient in performing the work of securities and investment functions related to international regulations, represented in the international approach
· Master the performance of securities and investment functions related to the Saudi regulations represented in the general approach
· Understand the legislative aspect of securities and investment
· Be able to pass the first part exam, the passing score in the first part is 70%
· Be able to pass the second part exam, the passing score in the second part is 70%
Part One
1 Parts
- Chapter One: Introduction to the Financial Services Sector, which constitutes 3 % of the relative weight of the exam
- Chapter Two: Economic Environment, which constitutes 3 % of the relative weight of the exam
- Chapter Three: Equity/Shares, which constitutes 9 % of the relative weight of the exam
- Chapter Four: Bonds, which constitutes 7 % of the relative weight of the exam
- Chapter Five: Other Financial Assets, which constitutes 5 % of the relative weight of the exam
- Chapter Six: Financial derivatives, which constitutes 4 % of the relative weight of the exam
- Chapter Seven: Investment Funds, which constitutes 6 % of the relative weight of the exam
- Chapter Eight: Regulations and Ethical Principles, which constitutes 5 % of the relative weight of the exam
- Chapter Nine: Other Financial Products, which constitutes 5 % of the relative weight of the exam
- Chapter Ten: Financial advice, which constitutes 3 % of the relative weight of the exam
Part Two
1 Parts
- Chapter One: Introduction to the Saudi Stock Market, which constitutes 7 % of the relative weight of the exam
- Chapter Two: Securities Business Regulations, which constitutes 4% of the relative weight of the exam
- Chapter Three: Licenses, which constitutes 4% of the relative weight of the exam
- Chapter Four: Regulatory Requirements, which constitutes 13% of the relative weight of the exam
- Chapter Five: Anti-Money Laundering and Combating the Financing of Terrorism Laws, which constitutes 5 % of the relative weight of the exam
- Chapter Six: Prohibited behaviors, which constitutes 7 % of the relative weight of the exam
- Chapter Seven: Regulations of Capital Market Institutions, which constitutes 6 % of the relative weight of the exam
- Chapter Eight: Control Systems and Procedures, which constitutes 4 % of the relative weight of the exam
